WBS Registered Client Associate

Company name: Wells Fargo

Req # : 5037394 | Type: Full Time | Posted: 9/29/2014 | Edited: 10/27/2014 | Fee: 25.00% Percentage Computed On Base Salary

Base Salary - $30,000 - $45,000   


Target - $40,300

Benefits - Full
Relocation Assistance Available - No

Travel - None

Bonus : NA

Industry: Banking/Finance

Honor Period: 6 months

Assists financial consultants and financial advisors by providing sales and servicing support. Duties may include: opening accounts and processing paperwork working with internal departments and/or directly with the client in solving service/operational issues, answering or providing information regarding procedural/sales questions, and processing client service requests (address changes, statement copies, etc.) processing the movement of funds and equities scheduling appointments for new and existing clients monitoring and tracking referrals and sales results maintaining compliance files issuing sales/marketing information to clients preparing sales packages ordering supplies maintaining file system for prospective and existing clients reviewing paperwork for completeness and forwarding to management for review. May act as a back-up in taking and executing unsolicited investment orders directly from clients and/or via toll-free number.

Basic Qualifications 

Series 7 and 63 (or equivalent) licenses required. 


Minimum Qualifications 

Insurance licenses or ability to obtain within 120 days. Client service oriented detail oriented and ability to multi-task. Good written and verbal communication skills. 


Preferred Qualifications 

Fully licensed at time of hire (S7, 63 or equivalent, and Insurance).


***PLEASE NOTE: YOU MUST HAVE BOTH THE SERIES 7 AND THE SERIES 63 OR EQUIVALENT TO BE CONSIDERED FOR THIS POSITION***

DO NOT SUBMIT ANYONE WITHOUT THEIR SERIES 7 AND THE SERIES 63

All your information will be kept confidential according to EEO guidelines.