Senior Compliance Officer - Client Acceptance & Advisory
Capitex
Apply to this jobThe Senior Compliance Officer – Client Acceptance & Advisory will support complex onboarding decisions and provide advisory input on high-risk customers.
Key Responsibilities
- Review and approve high-risk client onboarding cases
- Provide advisory guidance to business and onboarding teams
- Ensure compliance with KYC, CDD, and EDD requirements
- Support policy interpretation and risk appetite alignment
- Act as escalation point for complex customer risk issues
Requirements
Minimum 5 years’ experience in Client Acceptance / KYC within UAE banks, with demonstrated exposure to onboarding, periodic reviews, and remediation of customer files across relevant segments.
Prior senior or advisory role experience, providing guidance to stakeholders, reviewing complex cases, and supporting decision-making on high-risk relationships.
Strong understanding of customer risk assessment, including source of wealth/funds, PEP and sanctions considerations, adverse media, ownership/control structures, and ongoing monitoring expectations.
Ability to work independently with minimal supervision, managing workload and priorities effectively while delivering accurate outcomes within required timelines and service standards.
Summary
Assess high-risk clients, provide compliance guidance, and support onboarding decision-making.
Job title
Senior Compliance Officer - Client Acceptance & Advisory
Experience level
5+ years
Minimum experience
5+ years exp
Industry
finance
Location requirements
Sharjah, UAE; remote not allowed
Salary
Not specified
Management role
No
Required skills
Preferred skills
Specializations
Structured locations inferred from the posting.
Sharjah - United Arab Emirates