Legal Compliance Professiona
Iconma
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We have a unique ability to provide a full spectrum of Staffing Services and Solutions including: Staff Augmentation (Contract, Contract-to-Hire, Direct Hire); Bulk Buy Staff Augmentation; Offshore Staff Augmentation; Payroll Services; Consulting (Project Delivery, SOW), etc.
Our Staff Members
Our in-house team offers a broad range of Information Technology, Engineering, Accounting/ Finance, Scientific/Clinical, Professional, Mortgage, Administrative/Office, Call Center, Human Resources, and Marketing/Creative expertise.
Our Recruiting
Management and staff members at ICONMA understand that our greatest assets are our highly skilled and professional consultants. Because of this, we have created a work environment which fosters career development, stability and personal growth. The result for our customers’ is a knowledgeable and stable consulting staff whom they can depend on to operate more productively and to improve profitability, top-line growth, customer service, and cost management.
Location: New York, NY
Duration: 16-17 months
Description:
Compliance Professionals with 5+ years Compliance/Regulatory Policy related experience in the financial services industry. A team is required to begin full content reviews of approx. 2000 policies and WSPs for GWIM and GBAM to determine gaps. New Policies will need to be written, approved and published in GWIM. Amendments to existing policies and possible new policies/wsps and procedures will also be required to be written, approved, and published in GBAM.
JD degree is a plus.
Accounting and Finance experience required. Ideal experience is mix of agency and corporate so that they know how to work within the corporate structure (processed and hierarchy).
Summary
Review, update, and create compliance policies for financial services industry.
Job title
Legal Compliance Professional
Experience level
5+ years
Industry
finance
Location requirements
must be in New York, NY, remote not specified
Salary
Not specified
Management role
No
Required skills
Preferred skills
Specializations
Structured locations inferred from the posting.
New York, NY, USA