Investment Management Associate Senior Associate - Securities

Lewis & Associates

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Washington, DC, us on site Until 8/22/2026 First posted March 26, 2025 Last posted March 26, 2025
Job description

LEWIS & ASSOCIATES  is a leader in providing Legal and Administrative staffing services.  We are a sole source staffing firm giving you convenient ways of working with us. We make every effort to ensure the highest degree of professionalism and integrity in the staffing process. We understand the demanding role of recruiting to source the highest level of legal professionals while incorporating proven, innovative, and successful recruiting techniques.

Registered investment companies and their directors, private funds, investment advisers and broker-dealers turn to us for advice on their most challenging and complex regulatory, litigation, enforcement and transactional issues. Clients rely on us for the seasoned insight of a team that includes lawyers who have served in senior positions in the Securities and Exchange Commission's (SEC) Division of Investment Management and the Commodity Futures Trading Commission (CFTC), and as in-house counsel to investment advisers managing registered funds. The lawyers of this to rated international law firm have substantial experience in all facets of the investment management business, its regulation, and the defense of investment advisers and funds in litigation and regulatory proceedings. The firm also counsel venture capitalists, hedge funds, offshore funds and their directors, and other unregistered investment companies and their advisers on fund formation, operation and compliance.

The Investment Management Group of a Securities Department seeks an associate with two to four years of post-JD experience. The Investment Management group provides regulatory advice to independent trustees, hedge funds, registered mutual funds, investment advisers and broker-dealers providing investment advisory services. Associates in the group develop specialized knowledge of the federal and state securities laws as they relate to the provision of investment advisory services and the sale of investment companies and unregistered funds.

Only candidates that meet the requirements will be contacted. 

About this role

Summary

Provide legal and regulatory advice on securities, funds, and investment advisory services.

Job title

Investment Management Associate Senior Associate - Securities

Experience level

2-4 years

Industry

legal services

Location requirements

Washington, DC, US; on-site preferred

Salary

Not specified

Management role

No

Skills & keywords

Required skills

securities lawsfund formationregulatory complianceinvestment advisory

Preferred skills

None specified

Specializations

investment managementsecurities lawregulatory compliancefund formation
Locations

Structured locations inferred from the posting.

Washington, DC, USA

On-site City