Investment Compliance Analyst
PSG Global Solutions
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Summary:
We are seeking an Investment Compliance Analyst to perform monitoring, surveillance and testing work to comply with 1940 Company Act.
Qualifications:
• Qualified individuals should have at least one year of experience in Compliance, specifically working with 1940 Act with regard to personal trading and non-public information surveillance and monitoring.
• Excellent attention to detail.
• Bachelor’s Degree is strongly preferred but not required.
All your information will be kept confidential.
Hubert Magsalin
346-231-7545
Summary
Monitor and test compliance with 1940 Act, focusing on personal trading and surveillance.
Job title
Investment Compliance Analyst
Experience level
1+ years
Industry
finance
Location requirements
Charlotte, NC, US, remote allowed
Salary
Not specified
Visa sponsorship
H-1B sponsor history
Management role
No
Required skills
Preferred skills
Specializations
Structured locations inferred from the posting.
Charlotte, NC, USA
Charlotte, NC, USA