ETIC, Transaction Monitoring Name Screening - Senior Associate

Line of Service

Internal Firm Services

Industry/Sector

Technology

Specialism

IFS - Internal Firm Services - Other

Management Level

Senior Associate

Job Description & Summary

The Senior Transaction Monitoring Name Screening Analyst will lead the analysis and oversight of transaction monitoring and name
screening processes. With 3+ years of experience in financial crime prevention, anti-money laundering (AML), or a related field, you
will be responsible for managing complex investigations, enhancing monitoring frameworks, and providing mentorship to junior team
members. Your expertise will be critical in ensuring compliance with regulatory requirements and safeguarding against financial
crime.

Key Responsibilities:

● Advanced Analysis: Lead the investigation of complex and high-risk transactions, identifying and analyzing patterns indicative of financial crime or regulatory breaches.

● Enhanced Name Screening: Oversee and refine name screening processes against various watchlists and databases.

● Ensure accurate identification and resolution of potential matches, escalating as necessary.

● Regulatory Compliance: Ensure comprehensive adherence to AML regulations, internal policies, and industry best practices.

● Stay abreast of evolving regulations and integrate them into operational procedures.

● Reporting and Documentation: Prepare detailed and actionable reports on suspicious activities, emerging risks, and trends.

● Present findings to senior management and regulatory bodies as required.

● Process Improvement: Develop and implement enhancements to transaction monitoring and name screening procedures, tools, and methodologies. Drive continuous improvement initiatives within the team.

● Mentorship and Training: Provide guidance and support to junior analysts, sharing knowledge and best practices.

● Conduct training sessions to enhance team capabilities and knowledge.

● Collaboration: Work closely with compliance officers, risk management teams, and external partners to address complex issues and enhance overall financial crime prevention strategies.

● Project Leadership: Lead special projects and initiatives related to transaction monitoring, name screening, and financial
crime prevention.

● Manage project timelines and deliverables effectively.

Qualifications:

● Education:

Bachelor’s degree in Finance, Accounting, Business Administration, or a related field.

Advanced certifications: CAMS (Certified Anti-Money Laundering Specialist) are preferred.

● Experience:

3+ years of experience in transaction monitoring, name screening, AML, or a related field, with a
demonstrated ability to handle complex investigations and lead process improvements.

● Expertise:

In-depth knowledge of AML regulations, financial crime typologies, and watchlist screening processes. Proven track record of managing and executing high-risk investigations.

● Skills:

Strong analytical and problem-solving skills, with a high level of attention to detail.

Proven ability to manage multiple priorities and lead projects effectively.

● Communication:

Excellent written and verbal communication skills, with the ability to present complex findings clearly and persuasively to various stakeholders.

● Technical Proficiency:

Advanced proficiency with financial crime prevention software, databases

Microsoft Office Suite (Excel, Word, PowerPoint).

Education (if blank, degree and/or field of study not specified)

Degrees/Field of Study required:

Degrees/Field of Study preferred:

Certifications (if blank, certifications not specified)

Required Skills

Optional Skills

Accepting Feedback, Accepting Feedback, Active Listening, Analytical Thinking, Communication, Compliance Oversight, Compliance Risk Assessment, Corporate Governance, Creativity, Cybersecurity, Data Analytics, Debt Restructuring, Embracing Change, Emotional Regulation, Empathy, Evidence Gathering, Financial Crime Compliance, Financial Crime Investigation, Financial Crime Prevention, Financial Record Keeping, Financial Transactions, Forensic Accounting, Forensic Investigation, Fraud Detection, Fraud Investigation {+ 12 more}

Desired Languages (If blank, desired languages not specified)

Travel Requirements

Not Specified

Available for Work Visa Sponsorship?

No

Government Clearance Required?

No

Job Posting End Date