Director of Compliance

TXSE

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Dallas, TX hybrid Until 9/6/2026 First posted July 8, 2026 Last posted July 8, 2026
Job description
Position Summary
TXSE is seeking an experienced and detail-oriented Director Compliance Officer to join our growing team in Dallas. This role is critical to ensuring compliance with applicable regulations, particularly those related to Regulation Systems Compliance and Integrity (Reg SCI). The ideal candidate has a strong background in financial markets, regulatory compliance, and risk management, with direct experience working at a broker-dealer or national securities exchange.
 

Requirements

     

    • Strong working knowledge of Reg SCI and Reg NMS
    • General understanding of compliance program (e.g., Code of Ethics, Electronic Communications, Policy Management, etc.)
    • Previous exchange compliance experience or a working technical knowledge of operations of exchange preferred
    • Ability to work with multiple groups within organization (e.g., Tech Ops, Market Ops, Dev, etc.)
    • Ability to advise senior management on compliance issues

     

    Nice to Haves:

    • Familiarity with Form 1 Filings
    • Previous experience with Rule 19b Filings
About this role

Summary

Lead compliance efforts with focus on Reg SCI and Reg NMS in finance.

Job title

Director of Compliance

Experience level

not specified

Industry

finance

Location requirements

Dallas, TX; on-site role

Salary

Not specified

Management role

No

Skills & keywords

Required skills

knowledge of Reg SCIReg NMScompliance programexchange complianceregulatory knowledge

Preferred skills

Form 1 filingsRule 19b filings

Specializations

regulation systems compliancefinancial marketsrisk management
Locations

Structured locations inferred from the posting.

Dallas, TX, USA

On-site City