Compliance Officer - Quant Trading

Position Details

• Provide ongoing compliance advisory to the Firm’s largest portfolio manager

• Address system structuring questions and trading matters related to fully automated trading

• Assist with the administration of the Firm’s global Quantitative Trading Compliance program

• Monitor regulatory changes, updates and industry-wide compliance initiatives

• Assist with regulatory examinations, inquiries, investigations and projects, as necessary

• Assist with drafting and amending compliance related policies and procedures

• Prepare and conduct compliance trainings

• Conduct ongoing compliance reviews

Qualifications/Skills Required

• 8+ years of experience

• Experience at a regulatory authority, bank/broker or buy-side firm addressing compliance issues within Algorithmic/Systematic trading is preferred

• Bachelor’s degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred

• Strong analytical / conceptual problem-solving skills with great attention to detail

• Strong sense of ownership and personal responsibility, with the ability to prioritize, multi-task, and manage deadlines

• Strong written and verbal communication skills with the ability to coordinate efforts across teams

• Strong project management skills with an understanding of financial markets and the investment lifecycle

• Good team player with a strong willingness to participate and help others