Compliance Manager MiFID / EMI

Role Overview

As part of the continued expansion of the regulatory compliance function, Ballinger is seeking an experienced Compliance Manager. The successful candidate will support the effective implementation and execution of the Compliance Monitoring Programme (CMP), ensuring adherence to applicable regulatory requirements, internal policies, and supervisory expectations.

Key Responsibilities

• Support the implementation, maintenance, and ongoing enhancement of the CMP, covering MiFID II, IFR/IFD, PSD2, EMI Regulations, and applicable MFSA rules.
• Conduct compliance risk assessments and contribute to the Company's broader compliance management framework.
• Oversee and coordinate regulatory reporting obligations.
• Draft, review, and maintain compliance policies, procedures, and related documents.
• Assist in the identification, assessment, and remediation of compliance breaches.
• Provide compliance reporting, risk updates, and regulatory assessments to the Head of Compliance and senior management.
• Monitor regulatory developments and assess their impact on the Companies’ activities.
• Perform additional duties as may be required for the role.

Reporting Line

Reports directly to the Head of Compliance.

Requirements

Key Requirements

• Minimum 5 years’ experience in a compliance role within financial services.
• Strong working knowledge of MiFID II and/or PSD2 / EMI / PSP frameworks.
• Experience engaging with senior management and stakeholders.
• Strong judgement, independence, and attention to detail.
• Degree-level education; professional qualifications in compliance or risk management.

Key Competencies

• Proven experience within regulated financial services environments.
• Strong understanding of compliance frameworks, risk assessment methodologies, and regulatory obligations.
• Excellent analytical, problem-solving, and organisational skills.
• Ability to manage multiple priorities and projects.
• Effective stakeholder communication skills.

Career Opportunity

This role is suited to a compliance professional looking for career progression within a growing regulatory environment, offering exposure to both investment services and payment services regulatory frameworks.

Benefits

Competitive Salary

Annual Bonus

Private Medical